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United States securities law
Results: 27653

#	Item
841	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 21, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-20 18:44:20 SEC filings Government Financial regulation Securities Exchange Act Securities and Exchange Commission Security Financial economics United States securities law 73rd United States Congress United States Securities and Exchange Commission
842	Microsoft Word - DGLY-Patents-July 2013-FINAL-FINAL-APPROVED.doc Add to Reading List Source URL: www.digitalallyinc.com Language: English - Date: 2013-07-24 10:08:51 Forward-looking statement Business Private law United States securities law Law SEC filings Business law Form 10-K
843	Trading Suspension: Spriza, Inc. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-04 10:15:54 Financial economics Financial system Self-regulatory organizations 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities and Exchange Commission Municipal Securities Rulemaking Board United States securities law Financial regulation United States Securities and Exchange Commission
844	Press Release Administrative Fine Imposed on the Responsible Person of CTBC Financial Holding Co., Ltd. (a company whose stocks are traded on the Taiwan Stock Exchange under code 2891) Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2015-01-14 04:31:18 United States securities law 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission
845	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 16, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-16 16:17:01 SEC filings Financial regulation Government Securities Exchange Act Securities Act U.S. Securities and Exchange Commission United States Securities and Exchange Commission Form 10-K United States securities law 73rd United States Congress United States Securities and Exchange Commission
846	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoApril 24, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-24 14:24:06 United States administrative law U.S. Securities and Exchange Commission Government Law New Deal agencies Administrative law judge Judges
847	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-23 17:52:34 Broker-dealer Fixed income market U.S. Securities and Exchange Commission Financial system Motion Securities Exchange Act Finance Financial economics United States Securities and Exchange Commission United States securities law
848	IMPORTANT NOTICE THIS BASE PROSPECTUS MAY ONLY BE DISTRIBUTED TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED IN REGULATION S ("REGULATION S") UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT")) AND Add to Reading List Source URL: www.upp-ltd.com Language: English - Date: 2015-01-20 11:13:47 Investment Economics United States securities law Finance United States Securities and Exchange Commission Prospectus Securities Act Credit rating agency Bond Financial economics Stock market Securities
849	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoApril 28, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-28 15:11:02 73rd United States Congress United States securities law Administrative law Administrative proceeding U.S. Securities and Exchange Commission Motion Securities Exchange Act Securities and Exchange Commission Public administration Law United States Securities and Exchange Commission Government
850	Investor Advisory Committee Meeting: Notice of Meeting Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-18 11:26:06 73rd United States Congress United States Securities and Exchange Commission SEC filings U.S. Securities and Exchange Commission Financial economics Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Exchange Act Finance Regulation S-K United States securities law Financial regulation Late-2000s financial crisis

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